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Financial Industry Regulatory Authority

A private American corporation that acts as a self-regulatory organization regulating member brokerage firms and exchange markets.

www.finra.org

Description sourced from

  • WikipediaOct 3, 2026

    “The Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets.”

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